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Ships within 48 hours · Estimated delivery Jul 7 - Jul 12
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Description
BD- Broker-Dealer Minimum Net Capital CertificationThe Broker Dealer Minimum Net Capital Certification is a useful tool for confirming compliance with a broker dealer's minimum net capital requirement in accordance with Rule 15c3 1 of the Securities Exchange Act of 1934. The Certification is often used when applying for broker dealer state registrations where net capital certifications are required, regulatory inquiries involving net capital, as well as part of a broker dealer's monthly and or
The Broker-Dealer Minimum Net Capital Certification is a useful tool for confirming compliance with a broker-dealer's minimum net capital requirement in accordance with Rule 15c3-1 of the Securities Exchange Act of 1934. The Certification is often used when applying for broker-dealer state registrations where net capital certifications are required, regulatory inquiries involving net capital, as well as part of a broker-dealer's monthly and/or quarterly financial reporting requirements. Members also downloaded California Broker Dealer Registration Requirements Guide.
Version/Update: V.1/December 2, 2017
Total Page Count: 1
Source/Author(s): Connexien
Shipping Notes
- Free Standard Shipping on $100+ Orders to the USA.
- Except Preorder products are shipped in 48 hours.
- Delivery to the USA:
- Standard Shipping : 3-10 business days
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Exchange/Return Notes
- We offer a 30-day return/exchange service after receiving.
- Final sale items are not eligible for returns or exchanges.
- To process your return/exchange, please contact us at [email protected]
- Please click here for more details>>> Return & Exchange Policy